Templates and recurrences: Better together

Jason Breck, John Cyphert, Zachary Kincaid, Thomas Reps

Research output: Chapter in Book/Report/Conference proceedingConference contribution

12 Scopus citations


This paper is the confluence of two streams of ideas in the literature on generating numerical invariants, namely: (1) template-based methods, and (2) recurrence-based methods. A template-based method begins with a template that contains unknown quantities, and finds invariants that match the template by extracting and solving constraints on the unknowns. A disadvantage of template-based methods is that they require fixing the set of terms that may appear in an invariant in advance. This disadvantage is particularly prominent for non-linear invariant generation, because the user must supply maximum degrees on polynomials, bases for exponents, etc. On the other hand, recurrence-based methods are able to find sophisticated non-linear mathematical relations, including polynomials, exponentials, and logarithms, because such relations arise as the solutions to recurrences. However, a disadvantage of past recurrence-based invariant-generation methods is that they are primarily loop-based analyses: they use recurrences to relate the pre-state and post-state of a loop, so it is not obvious how to apply them to a recursive procedure, especially if the procedure is non-linearly recursive (e.g., a tree-traversal algorithm). In this paper, we combine these two approaches and obtain a technique that uses templates in which the unknowns are functions rather than numbers, and the constraints on the unknowns are recurrences. The technique synthesizes invariants involving polynomials, exponentials, and logarithms, even in the presence of arbitrary control-flow, including any combination of loops, branches, and (possibly non-linear) recursion. For instance, it is able to show that (i) the time taken by merge-sort is O(n log(n)), and (ii) the time taken by Strassen's algorithm is O(nlog2(7)).

Original languageEnglish (US)
Title of host publicationPLDI 2020 - Proceedings of the 41st ACM SIGPLAN Conference on Programming Language Design and Implementation
EditorsAlastair F. Donaldson, Emina Torlak
PublisherAssociation for Computing Machinery
Number of pages15
ISBN (Electronic)9781450376136
StatePublished - Jun 11 2020
Event41st ACM SIGPLAN Conference on Programming Language Design and Implementation, PLDI 2020 - London, United Kingdom
Duration: Jun 15 2020Jun 20 2020

Publication series

NameProceedings of the ACM SIGPLAN Conference on Programming Language Design and Implementation (PLDI)


Conference41st ACM SIGPLAN Conference on Programming Language Design and Implementation, PLDI 2020
Country/TerritoryUnited Kingdom

All Science Journal Classification (ASJC) codes

  • Software


  • Invariant generation
  • Recurrence relation


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