TY - JOUR
T1 - Stability conditions and local minima in multicomponent Hartree-Fock and density functional theory
AU - Yang, Yang
AU - Culpitt, Tanner
AU - Tao, Zhen
AU - Hammes-Schiffer, Sharon
N1 - Publisher Copyright:
© 2018 Author(s).
PY - 2018/8/28
Y1 - 2018/8/28
N2 - Multicomponent quantum chemistry allows the quantum mechanical treatment of electrons and specified protons on the same level. Typically the goal is to identify a self-consistent-field (SCF) solution that is the global minimum associated with the molecular orbital coefficients of the underlying Hartree-Fock (HF) or density functional theory (DFT) calculation. To determine whether the solution is a minimum or a saddle point, herein we derive the stability conditions for multicomponent HF and DFT in the nuclear-electronic orbital (NEO) framework. The gradient is always zero for an SCF solution, whereas the Hessian must be positive semi-definite for the solution to be a minimum rather than a saddle point. The stability matrices for NEO-HF and NEO-DFT have the same matrix structures, which are identical to the working matrices of their corresponding linear response time-dependent theories (NEO-TDHF and NEO-TDDFT) but with a different metric. A negative eigenvalue of the stability matrix is a necessary but not sufficient condition for the corresponding NEO-TDHF or NEO-TDDFT working equation to have an imaginary eigenvalue solution. Electron-proton systems could potentially exhibit three types of instabilities: electronic, protonic, and electron-proton vibronic instabilities. The internal and external stabilities for theories with different constraints on the spin and spatial orbitals can be analyzed. This stability analysis is a useful tool for characterizing SCF solutions and is helpful when searching for lower-energy solutions. Initial applications to HCN, HNC, and 2-cyanomalonaldehyde, in conjunction with NEO Δ SCF calculations, highlight possible connections between stationary points in nuclear coordinate space for conventional electronic structure calculations and stationary points in orbital space for NEO calculations.
AB - Multicomponent quantum chemistry allows the quantum mechanical treatment of electrons and specified protons on the same level. Typically the goal is to identify a self-consistent-field (SCF) solution that is the global minimum associated with the molecular orbital coefficients of the underlying Hartree-Fock (HF) or density functional theory (DFT) calculation. To determine whether the solution is a minimum or a saddle point, herein we derive the stability conditions for multicomponent HF and DFT in the nuclear-electronic orbital (NEO) framework. The gradient is always zero for an SCF solution, whereas the Hessian must be positive semi-definite for the solution to be a minimum rather than a saddle point. The stability matrices for NEO-HF and NEO-DFT have the same matrix structures, which are identical to the working matrices of their corresponding linear response time-dependent theories (NEO-TDHF and NEO-TDDFT) but with a different metric. A negative eigenvalue of the stability matrix is a necessary but not sufficient condition for the corresponding NEO-TDHF or NEO-TDDFT working equation to have an imaginary eigenvalue solution. Electron-proton systems could potentially exhibit three types of instabilities: electronic, protonic, and electron-proton vibronic instabilities. The internal and external stabilities for theories with different constraints on the spin and spatial orbitals can be analyzed. This stability analysis is a useful tool for characterizing SCF solutions and is helpful when searching for lower-energy solutions. Initial applications to HCN, HNC, and 2-cyanomalonaldehyde, in conjunction with NEO Δ SCF calculations, highlight possible connections between stationary points in nuclear coordinate space for conventional electronic structure calculations and stationary points in orbital space for NEO calculations.
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U2 - 10.1063/1.5040353
DO - 10.1063/1.5040353
M3 - Article
C2 - 30193501
AN - SCOPUS:85052726218
SN - 0021-9606
VL - 149
JO - Journal of Chemical Physics
JF - Journal of Chemical Physics
IS - 8
M1 - 084105
ER -