TY - JOUR
T1 - Personalized Federated Learning With Differential Privacy and Convergence Guarantee
AU - Wei, Kang
AU - Li, Jun
AU - Ma, Chuan
AU - Ding, Ming
AU - Chen, Wen
AU - Wu, Jun
AU - Tao, Meixia
AU - Poor, H. Vincent
N1 - Funding Information:
This work was supported in part by the National Natural Science Foundation of China under Grant 62002170 and Grant 62071296; in part by the Fundamental Research Funds for the Central Universities under Grant 30921013104; in part by the Future Network Grant of Provincial Education Board in Jiangsu; in part by the Youth Foundation Project through the Zhejiang Laboratory under Grant K2023PD0AA01; in part by the National Key Project 2020YFB1807700; in part by Shanghai under Grant 22JC1404000, Grant 20JC1416502, and Grant PKX2021-D02; and in part by the U.S. National Science Foundation under Grant CNS-2128448.
Publisher Copyright:
© 2023 IEEE.
PY - 2023
Y1 - 2023
N2 - Personalized federated learning (PFL), as a novel federated learning (FL) paradigm, is capable of generating personalized models for heterogenous clients. Combined with a meta-learning mechanism, PFL can further improve the convergence performance with few-shot training. However, meta-learning based PFL has two stages of gradient descent in each local training round, therefore posing a more serious challenge in information leakage. In this paper, we propose a differential privacy (DP) based PFL (DP-PFL) framework and analyze its convergence performance. Specifically, we first design a privacy budget allocation scheme for inner and outer update stages based on the Rényi DP composition theory. Then, we develop two convergence bounds for the proposed DP-PFL framework under convex and non-convex loss function assumptions, respectively. Our developed convergence bounds reveal that 1) there is an optimal size of the DP-PFL model that can achieve the best convergence performance for a given privacy level, and 2) there is an optimal tradeoff among the number of communication rounds, convergence performance and privacy budget. Evaluations on various real-life datasets demonstrate that our theoretical results are consistent with experimental results. The derived theoretical results can guide the design of various DP-PFL algorithms with configurable tradeoff requirements on the convergence performance and privacy levels.
AB - Personalized federated learning (PFL), as a novel federated learning (FL) paradigm, is capable of generating personalized models for heterogenous clients. Combined with a meta-learning mechanism, PFL can further improve the convergence performance with few-shot training. However, meta-learning based PFL has two stages of gradient descent in each local training round, therefore posing a more serious challenge in information leakage. In this paper, we propose a differential privacy (DP) based PFL (DP-PFL) framework and analyze its convergence performance. Specifically, we first design a privacy budget allocation scheme for inner and outer update stages based on the Rényi DP composition theory. Then, we develop two convergence bounds for the proposed DP-PFL framework under convex and non-convex loss function assumptions, respectively. Our developed convergence bounds reveal that 1) there is an optimal size of the DP-PFL model that can achieve the best convergence performance for a given privacy level, and 2) there is an optimal tradeoff among the number of communication rounds, convergence performance and privacy budget. Evaluations on various real-life datasets demonstrate that our theoretical results are consistent with experimental results. The derived theoretical results can guide the design of various DP-PFL algorithms with configurable tradeoff requirements on the convergence performance and privacy levels.
KW - Federated learning
KW - convergence analysis
KW - differential privacy
KW - meta-learning
UR - http://www.scopus.com/inward/record.url?scp=85164727423&partnerID=8YFLogxK
UR - http://www.scopus.com/inward/citedby.url?scp=85164727423&partnerID=8YFLogxK
U2 - 10.1109/TIFS.2023.3293417
DO - 10.1109/TIFS.2023.3293417
M3 - Article
AN - SCOPUS:85164727423
SN - 1556-6013
VL - 18
SP - 4488
EP - 4503
JO - IEEE Transactions on Information Forensics and Security
JF - IEEE Transactions on Information Forensics and Security
ER -