TY - JOUR
T1 - Active RIS vs. Passive RIS
T2 - Which Will Prevail in 6G?
AU - Zhang, Zijian
AU - Dai, Linglong
AU - Chen, Xibi
AU - Liu, Changhao
AU - Yang, Fan
AU - Schober, Robert
AU - Poor, H. Vincent
N1 - Funding Information:
This work was supported in part by the National Key Research and Development Program of China (Grant No. 2020YFB1807201), in part by the National Natural Science Foundation of China (Grant No. 62031019), in part by the European Commission through the H2020-MSCA-ITN META WIRELESS Research Project under Grant 956256, and in part by the U.S National Science Foundation under Grants CCF-1908308 and CNS-2128448. Robert Schober work was partly supported by the Federal Ministry of Education and Research of Germany under the programme of Souveran. Digital. Vernetzt. joint project 6G-RIC (project identification number: PIN 16KISK023) and by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under grant SCHO 831/15-1
Publisher Copyright:
© 1972-2012 IEEE.
PY - 2023/3/1
Y1 - 2023/3/1
N2 - As a revolutionary paradigm for controlling wireless channels, reconfigurable intelligent surfaces (RISs) have emerged as a candidate technology for future 6G networks. However, due to the 'multiplicative fading' effect, the existing passive RISs only achieve limited capacity gains in many scenarios with strong direct links. In this paper, the concept of active RISs is proposed to overcome this fundamental limitation. Unlike passive RISs that reflect signals without amplification, active RISs can amplify the reflected signals via amplifiers integrated into their elements. To characterize the signal amplification and incorporate the noise introduced by the active components, we develop and verify the signal model of active RISs through the experimental measurements based on a fabricated active RIS element. Based on the verified signal model, we further analyze the asymptotic performance of active RISs to reveal the substantial capacity gain they provide for wireless communications. Finally, we formulate the sum-rate maximization problem for an active RIS aided multi-user multiple-input single-output (MU-MISO) system and a joint transmit beamforming and reflect precoding scheme is proposed to solve this problem. Simulation results show that, in a typical wireless system, passive RISs can realize only a limited sum-rate gain of 22%, while active RISs can achieve a significant sum-rate gain of 130%, thus overcoming the 'multiplicative fading' effect.
AB - As a revolutionary paradigm for controlling wireless channels, reconfigurable intelligent surfaces (RISs) have emerged as a candidate technology for future 6G networks. However, due to the 'multiplicative fading' effect, the existing passive RISs only achieve limited capacity gains in many scenarios with strong direct links. In this paper, the concept of active RISs is proposed to overcome this fundamental limitation. Unlike passive RISs that reflect signals without amplification, active RISs can amplify the reflected signals via amplifiers integrated into their elements. To characterize the signal amplification and incorporate the noise introduced by the active components, we develop and verify the signal model of active RISs through the experimental measurements based on a fabricated active RIS element. Based on the verified signal model, we further analyze the asymptotic performance of active RISs to reveal the substantial capacity gain they provide for wireless communications. Finally, we formulate the sum-rate maximization problem for an active RIS aided multi-user multiple-input single-output (MU-MISO) system and a joint transmit beamforming and reflect precoding scheme is proposed to solve this problem. Simulation results show that, in a typical wireless system, passive RISs can realize only a limited sum-rate gain of 22%, while active RISs can achieve a significant sum-rate gain of 130%, thus overcoming the 'multiplicative fading' effect.
KW - Reconfigurable intelligent surface (RIS)
KW - active RIS
KW - beamforming
KW - signal model
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U2 - 10.1109/TCOMM.2022.3231893
DO - 10.1109/TCOMM.2022.3231893
M3 - Article
AN - SCOPUS:85146246355
SN - 0090-6778
VL - 71
SP - 1707
EP - 1725
JO - IEEE Transactions on Communications
JF - IEEE Transactions on Communications
IS - 3
ER -